Unclaimed
John Philip Connor is a financial professional with over 20 years of experience in the industry. John has been registered with the Securities and Exchange Commission (SEC) since 2007 and holds several licenses, including Series 7, 24, 55, 57, and 99. John is currently employed with Virtu Americas LLC, a financial services company. Prior to this, John has worked for a number of other financial institutions including GETCO Execution Services LLC, Knight Direct LLC and EDGETRADE LLC. John is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/03/2011 - Present
Virtu Americas LLC (Short Hills NJ)
NY
04/04/2019 - 08/03/2020
VIRTU ITG LLC (NEW YORK NY)
NY
03/12/2019 - 04/09/2020
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
IL
07/02/2013 - 06/11/2014
GETCO EXECUTION SERVICES LLC (CHICAGO IL)
NJ
03/17/2008 - 01/03/2011
KNIGHT DIRECT LLC (JERSEY CITY NJ)
NJ
07/02/2007 - 09/04/2008
EDGETRADE LLC (JERSEY CITY NJ)
NJ
01/29/2007 - 06/18/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (JERSEY CITY NJ)
NY
05/04/2006 - 01/29/2007
OPUS TRADING FUND LLC (JERICHO NY)
NY
03/22/1999 - 03/23/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
03/21/1998 - 12/04/1998
ON-SITE TRADING, INC. (GREAT NECK NY)
NJ
09/15/1997 - 12/17/1997
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
GA
01/28/1997 - 08/20/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
NY
01/14/1997 - 01/27/1997
DUKE & CO., INC. (NEW YORK NY)
BC
Issued 10/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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