Unclaimed
John Pfeufer is a financial advisor with DWS Distributors, Inc., a firm that is located in Jacksonville, FL. John Pfeufer has been in the financial services industry since 2017 and has been registered with FINRA since 2017. John Pfeufer holds the Series 63, Series 7 and SIE licenses. John Pfeufer is currently registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/17/2022 - Present
DWS Distributors, Inc. (JACKSONVILLE FL)
NY
05/11/2021 - 02/07/2022
BOFA SECURITIES, INC. (NEW YORK NY)
FL
06/06/2017 - 05/11/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BC
Issued 06/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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