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John Pfeufer

DWS Distributors, Inc.

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About John Pfeufer

John Pfeufer is a financial advisor with DWS Distributors, Inc., a firm that is located in Jacksonville, FL. John Pfeufer has been in the financial services industry since 2017 and has been registered with FINRA since 2017. John Pfeufer holds the Series 63, Series 7 and SIE licenses. John Pfeufer is currently registered in Florida.

Firm Information

John Pfeufer is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Pfeufer’s Registration & Firm History

FL

06/17/2022 - Present

DWS Distributors, Inc. (JACKSONVILLE FL)

NY

05/11/2021 - 02/07/2022

BOFA SECURITIES, INC. (NEW YORK NY)

FL

06/06/2017 - 05/11/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 06/29/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Pfeufer.
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