Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Pettengill is a financial professional with over a decade of experience in the industry, specializing in investment banking. John is currently registered with CRC-IB as a General Securities Principal, holding Series 24, 63, 79, 82TO, and SIE licenses. Prior to joining CRC-IB, John worked at GE CAPITAL MARKETS, INC. John is licensed in several states, including California, Connecticut, Illinois, New York, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/04/2020 - Present
CRC-IB (Norwalk CT)
CT
09/12/2018 - 12/31/2019
GE CAPITAL MARKETS, INC. (Norwalk CT)
BC
Issued 01/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/18/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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