Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rabaglia is a securities professional with over 20 years of experience in the financial industry. John has a strong background in trading, including experience as a Limited Representative - Equity Trader. John currently holds Series 3, 6, 7, 24, 25, 55, 57TO and SIE licenses. John is registered with Stonex Financial Inc. as a broker-dealer. Prior to joining Stonex Financial, John worked at Citadel Securities Institutional LLC, Citadel Securities LLC, Virtu Americas LLC, Virtu Alternet Securities LLC and Virtu ITG LLC. John has experience in both the brokerage and investment advisory industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/11/2022 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
12/10/2020 - 03/04/2022
CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)
NY
12/10/2020 - 03/04/2022
CITADEL SECURITIES LLC (NEW YORK NY)
NY
04/04/2019 - 12/09/2020
VIRTU AMERICAS LLC (New York NY)
NY
10/02/2013 - 11/03/2020
VIRTU ALTERNET SECURITIES LLC (NEW YORK NY)
NY
06/07/2010 - 08/03/2020
VIRTU ITG LLC (NEW YORK NY)
NY
07/20/2007 - 12/31/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/11/2000 - 02/07/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
WI
11/07/1995 - 06/19/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
11/07/1995 - 05/08/1996
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 02/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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