Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Miller is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with Wells Fargo Clearing Services, LLC and has previously worked at Morgan Stanley and Citigroup Global Markets Inc.. John has a strong background in providing financial planning and investment management services to individuals, businesses, and institutions. John holds the Series 7, Series 63, and Series 65 licenses. John is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/31/2019 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
CT
06/01/2009 - 05/31/2019
MORGAN STANLEY (WESTPORT CT)
CT
05/22/2009 - 07/23/2009
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
CT
10/01/1999 - 06/02/2009
WELLS FARGO ADVISORS, LLC (WESTPORT CT)
NC
07/19/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MO
12/05/1989 - 07/23/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/18/1986 - 12/16/1989
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
IA
Issued 02/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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