Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Peter Hofman is a financial professional with over 20 years of experience in the industry. John Peter has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2018. Before that, John Peter was employed by Aubrey G. Lanston & Co., Inc., Liberty Brokerage Inc., and Warburg Dillon Read LLC. John Peter specializes in providing investment advisory services to high-net-worth individuals, corporations, and other businesses. John Peter is also experienced in providing pension consulting services. John Peter is licensed to conduct business in over 40 states and has held various licenses and registrations throughout his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/20/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PARAMUS NJ)
NJ
09/26/2018 - 06/17/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NY
11/23/1999 - 04/17/2000
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
NJ
11/19/1998 - 12/01/1999
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
07/16/1998 - 11/09/1999
WARBURG DILLON READ LLC (NEW YORK NY)
NA
05/18/1993 - 11/28/1997
UBS SECURITIES LLC
BOTH
Issued 02/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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