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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Peter Gagliardi is a financial advisor with over 30 years of experience in the financial services industry. John has been registered with LPL Financial LLC since June 2021. John's previous experience includes roles at M&T Securities, Inc., SunTrust Investment Services, Inc., MML Investors Services, Inc., BANC of America Investment Services, Inc., Citigroup Global Markets Inc., CitiCorp Investment Services, Crestar Securities Corporation, Quick & Reilly, Inc., and Paine Webber Incorporated. John is a Registered Representative with the Financial Industry Regulatory Authority (FINRA), and he holds the Series 4, 7, 12, 24, 52TO, 53, 63 and 65 licenses. John's areas of expertise include financial planning, portfolio management, and investment advisory services. John is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
06/09/2021 - Present
LPL Financial LLC (LEESBURG VA)
PA
10/08/2014 - 06/09/2021
M&T SECURITIES, INC. (EVERETT PA)
MD
08/31/2009 - 09/29/2014
SUNTRUST INVESTMENT SERVICES, INC. (LAUREL MD)
MD
06/10/2009 - 09/02/2009
MML INVESTORS SERVICES, INC. (BETHESDA MD)
DC
02/05/2008 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WASHINGTON DC)
DC
05/29/2007 - 02/27/2008
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
09/15/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
GA
05/26/2000 - 09/08/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
VA
05/07/1999 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NY
08/02/1993 - 05/26/1999
QUICK & REILLY, INC. (NEW YORK NY)
NJ
04/18/1989 - 08/02/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/01/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2006
Series 12 - NYSE Branch Manager Examination
BC
Issued 03/27/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/14/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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