Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Peter Ferrick is a financial professional with over 25 years of experience in the industry. John is currently registered with Great Point Advisors, LLC and has been with the firm since November 2020. Previously, John was with Arete Wealth Management, LLC. John holds a Series 7, Series 55, Series 63, Series 57TO, and Series 65 and SIE licenses. John's areas of specialization are portfolio management for individuals, selection of other advisors, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/10/2022 - Present
Great Point Advisors, LLC (CHICAGO IL)
IL
11/17/2014 - 11/11/2020
ARETE WEALTH MANAGEMENT, LLC (Chicago IL)
IL
11/13/2013 - 11/14/2014
AUSDAL FINANCIAL PARTNERS, INC. (NORTHBROOK IL)
IL
01/17/2013 - 11/12/2013
ROTH CAPITAL PARTNERS, LLC (CHICAGO IL)
IL
10/27/2008 - 11/20/2012
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
10/16/2006 - 11/13/2008
E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)
IL
06/20/2005 - 03/03/2006
HARRISON TRADING GROUP, LLC (CHICAGO IL)
IL
02/08/2002 - 10/02/2003
DEMPSEY & COMPANY, L.L.C. (CHICAGO IL)
IL
01/31/2002 - 03/19/2002
MELVIN SPECIALISTS, L.L.C. (CHICAGO IL)
IL
08/26/1999 - 12/19/2001
BLUE CHIP TRADING L.L.C. (GLEN ELLYN IL)
IL
11/17/1997 - 11/15/1999
MELVIN SECURITIES, L.L.C. (CHICAGO IL)
IL
03/22/1995 - 11/13/1997
TRADETECH SECURITIES L.P. (CHICAGO IL)
IL
02/01/1995 - 02/27/1995
DEMPSEY & COMPANY (CHICAGO IL)
IA
Issued 12/14/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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