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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Peter Banks is a financial advisor with over 20 years of experience in the industry. John is currently registered with Stifel, Nicolaus & Company, Inc. in the states of Pennsylvania, Maryland, and Texas. John holds Series 7, 63, and 65 licenses, as well as the SIE exam. Prior to joining Stifel, Nicolaus & Company, Inc., John worked for Wells Fargo Clearing Services, LLC and Morgan Stanley DW Inc. John focuses on providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/27/2023 - Present
Stifel, Nicolaus & Company, Inc. (CENTER VALLEY PA)
PA
03/03/2006 - 09/20/2018
WELLS FARGO CLEARING SERVICES, LLC (DOYLESTOWN PA)
NY
06/30/2000 - 03/06/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
CT
03/31/1999 - 07/13/2000
ADVEST, INC. (HARTFORD CT)
IA
Issued 04/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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