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John Peter Appleby

Schwab Wealth Advisory, Inc.

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About John Peter Appleby

John Peter Appleby is a financial advisor with Schwab Wealth Advisory, Inc. John has been in the financial industry since 2016. John is registered with the state of Florida and Texas. John has earned the Certified Financial Planner designation. John previously worked at J.P. MORGAN SECURITIES LLC and MORGAN STANLEY. John offers financial planning, portfolio management for individuals and businesses, as well as educational seminars.

Firm Information

John Appleby is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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John Appleby’s Registration & Firm History

FL

01/03/2023 - Present

Schwab Wealth Advisory, Inc. (Orlando FL)

FL

04/18/2022 - 08/16/2022

J.P. MORGAN SECURITIES LLC (Jacksonville FL)

FL

09/23/2021 - 04/06/2022

MORGAN STANLEY (Tampa FL)

FL

12/12/2016 - 08/27/2021

FIDELITY BROKERAGE SERVICES LLC (TAMPA FL)

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Licenses & Designations

BOTH

Issued 02/23/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Peter Appleby.
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