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John Peter Adams

BGC Financial, LP

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About John Peter Adams

John Peter Adams is a financial professional with over 30 years of experience in the industry. John has held various roles at firms including Garban Corporates LLC, Intercapital International Inc., Intercapital Government Securities Inc., and Exco RMJ International Inc. John is currently registered with BGC Financial, LP and is licensed in Connecticut, Missouri, New Jersey, and New York.

Firm Information

John Adams is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Adams’s Registration & Firm History

NY

01/22/2001 - Present

BGC Financial, LP (JERICHO NY)

NY

12/01/2000 - 01/31/2001

GARBAN CORPORATES LLC (NEW YORK NY)

NY

01/17/1990 - 12/01/2000

INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)

NY

07/25/1987 - 04/27/2000

INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)

NA

04/30/1998 - 07/13/1998

EXCO RMJ INTERNATIONAL INC.

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Licenses & Designations

BC

Issued 05/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1997

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Peter Adams.
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