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John Pennock Breslin

Wolfe Research Securities

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About John Pennock Breslin

John Breslin is a financial advisor with Wolfe Research Securities. John is licensed in 16 states. John is registered with FINRA and has a Series 7, Series 63 and Series 79TO licenses. John has been in the financial industry since 2010 and has a strong track record of success. John's expertise and experience make him a valuable resource for clients seeking financial guidance.

Firm Information

John Breslin is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Breslin’s Registration & Firm History

MA

05/26/2010 - Present

Wolfe Research Securities (Boston MA)

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Licenses & Designations

BC

Issued 03/26/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Pennock Breslin.
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