Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Zachowicz is a financial advisor with HSBC Securities (USA) Inc. based in Buffalo, NY. John has been in the financial industry since 1997 and is registered to offer securities and investment advisory services in multiple states. John has a strong background in investment advisory services and portfolio management for pooled investment vehicles. John is also registered as a principal with HSBC Securities (USA) Inc. and has experience in various areas including investment company products/variable contracts and futures managed funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/21/2022 - Present
Hsbc Securities (usa) Inc. (Buffalo NY)
NY
04/09/2008 - 11/05/2010
CCO INVESTMENT SERVICES CORP. (AMHERST NY)
NY
01/01/2005 - 06/21/2007
HSBC SECURITIES (USA) INC. (BUFFALO NY)
NY
03/19/1999 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
05/09/1996 - 03/25/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/21/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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