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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Williams is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC in FRANKLIN, WI. John Paul Williams has been in the industry since September 1, 2002, and has a broad range of experience. John Paul Williams holds licenses for Series 7, Series 26, Series 63 and SIE exams. John Paul Williams has also been previously registered with GWFS EQUITIES, INC., TCF INVESTMENTS, INC. and STRONG INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
03/01/2019 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
05/03/2006 - 04/10/2018
GWFS EQUITIES, INC. (Milwaukee WI)
MN
12/05/2001 - 05/10/2005
TCF INVESTMENTS, INC. (MINNEAPOLIS MN)
WI
08/08/2000 - 09/21/2001
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BC
Issued 08/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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