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John Paul Trendel

Fidelity Brokerage Services LLC

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About John Paul Trendel

John Paul Trendel has been in the financial services industry for over 30 years. John is a registered representative of Fidelity Brokerage Services LLC. Prior to joining Fidelity, John worked at National Financial Services LLC and Fidelity Investments Institutional Services Company, Inc., and several other firms. John holds the Series 65, Series 63, Series 24, Series 4, Series 10, Series 9, Series 31 and Series 7 licenses. John is registered to offer securities in Kentucky, Massachusetts and North Carolina.

Firm Information

John Trendel is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Trendel’s Registration & Firm History

MA

01/26/2001 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

RI

04/22/2003 - 12/06/2005

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

06/20/1996 - 01/26/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

09/14/1995 - 03/13/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

CA

03/13/1994 - 07/28/1995

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

NY

04/16/1993 - 12/14/1993

ROBERT TODD FINANCIAL CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/10/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/26/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/03/2002

Series 24 - General Securities Principal Examination

BC

Issued 09/27/2001

Series 4 - Registered Options Principal Examination

BC

Issued 07/12/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/25/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 04/15/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Paul Trendel.
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