Unclaimed
John Paul Trendel has been in the financial services industry for over 30 years. John is a registered representative of Fidelity Brokerage Services LLC. Prior to joining Fidelity, John worked at National Financial Services LLC and Fidelity Investments Institutional Services Company, Inc., and several other firms. John holds the Series 65, Series 63, Series 24, Series 4, Series 10, Series 9, Series 31 and Series 7 licenses. John is registered to offer securities in Kentucky, Massachusetts and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/26/2001 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
RI
04/22/2003 - 12/06/2005
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
06/20/1996 - 01/26/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
09/14/1995 - 03/13/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
03/13/1994 - 07/28/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
04/16/1993 - 12/14/1993
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
IA
Issued 10/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2001
Series 4 - Registered Options Principal Examination
BC
Issued 07/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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