Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Tosi is a financial advisor with LPL Financial LLC. John has been in the financial services industry since 2001. John specializes in providing financial advice to individuals and families, businesses, and pension and profit-sharing plans. John has a Series 7, Series 24, Series 31 and Series 66 licenses and is registered with FINRA and the state of Pennsylvania. John previously worked with Wells Fargo Advisors Financial Network, LLC, and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/04/2019 - Present
LPL Financial LLC (TUNKHANNOCK PA)
PA
07/06/2007 - 10/08/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TUNKHANNOCK PA)
PA
04/02/2007 - 07/10/2007
MORGAN STANLEY & CO., INCORPORATED (SCRANTON PA)
PA
08/22/2001 - 04/02/2007
MORGAN STANLEY DW INC. (SCRANTON PA)
BOTH
Issued 09/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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