Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Theophilos is a financial advisor with LPL Financial LLC. John has been in the financial industry since February 1994 and holds multiple licenses and certifications including Series 7, 24, 63, and 65 as well as the SIE exam. John is a Certified Financial Planner™ and offers financial planning, portfolio management, and consulting services. John's previous employers include Citigroup Global Markets Inc., Oppenheimer & Co., Inc., and Lehman Brothers Inc. John is registered with the state of Massachusetts and 17 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
04/19/2006 - Present
LPL Financial LLC (BRAINTREE MA)
MA
06/14/1995 - 04/27/2006
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
07/28/1994 - 05/30/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
02/04/1994 - 07/27/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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