Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John-paul? Claim Your ProfileJohn-paul Towey is a financial advisor with over 14 years of experience in the industry. John-paul is currently registered with Foreside Funds Distributors LLC and is licensed to provide investment advice in all 50 states and the District of Columbia. John-paul has a strong track record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/16/2023 - Present
Foreside Funds Distributors LLC (BOCA RATON FL)
ME
06/10/2022 - 03/31/2023
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
08/16/2021 - 01/28/2022
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
NY
08/17/2010 - 02/23/2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
05/21/2008 - 08/25/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IA
Issued 09/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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