Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Sulit is a financial advisor who has been in the industry since 2004. John Paul is currently registered with Avantax Investment Services, Inc. and has been with the firm since August 2010. John Paul's previous experience includes positions at Assent LLC, Laidlaw & Company (UK) LTD., and Sands Brothers & Co., LTD. John Paul holds the Series 7 and Series 66 licenses as well as the SIE. John Paul is registered to provide investment advice in New Jersey, New York, and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/06/2010 - Present
Avantax Investment Services, Inc. (Paramus NJ)
NJ
11/19/2004 - 04/16/2010
ASSENT LLC (TEANECK NJ)
NA
08/23/2004 - 12/02/2004
LAIDLAW & COMPANY (UK) LTD. (LONDON )
NY
05/05/2004 - 08/23/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 05/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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