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John Paul Soto

Pruco Securities, LLC

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About John Paul Soto

John Paul Soto is a registered representative of Pruco Securities, LLC, with over 40 years of experience in the financial services industry. John has been licensed as a Registered Representative in California since 1986 and is also a registered Investment Advisor in California. John holds several industry certifications, including the Series 6, Series 63, and Series 65 licenses. John is a well-respected financial advisor who has helped many clients reach their financial goals.

Firm Information

John Soto is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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John Soto’s Registration & Firm History

CA

10/20/2008 - Present

Pruco Securities, LLC (WOODLAND CA)

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Licenses & Designations

IA

Issued 09/20/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Paul Soto. Review regulatory record here.
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