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John Paul Schwan

Schwan Financial Advisors, LLC

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About John Paul Schwan

John Paul Schwan is a financial advisor with Schwan Financial Advisors, LLC. John has over 35 years of experience in the financial services industry and holds both Series 6 and Series 63 licenses, as well as the SIE exam. John is a Registered Investment Advisor (RIA) and offers a variety of financial services to individuals and businesses. His expertise includes estate planning, investment advice, insurance, and overall financial planning. John focuses on providing tailored solutions for each client's unique financial situation, helping them achieve their financial goals.

Firm Information

John Schwan is currently registered with Schwan Financial Advisors, LLC. Schwan Financial Advisors, LLC is a registered investment advisor with 3 investment advisor representatives and 2 licensed agents. They provide financial planning and pension consulting services. They primarily work with high-net-worth individuals and pension and profit-sharing plans. The firm does not participate in a wrap fee program.

Not reported

Assets Under Management

268

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Schwan’s Registration & Firm History

SD

08/07/2020 - Present

Schwan Financial Advisors, LLC (ABERDEEN SD)

SD

07/15/2010 - 08/18/2022

KOVACK SECURITIES INC. (ABERDEEN SD)

SD

09/20/2005 - 08/06/2010

CAMBRIDGE INVESTMENT RESEARCH, INC. (ABERDEEN SD)

OH

03/16/2001 - 09/20/2005

CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)

MO

07/06/1995 - 03/19/2001

FFP SECURITIES, INC. (CHESTERFIELD MO)

NY

03/26/1986 - 07/06/1995

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/10/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/20/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 5 public disclosures for John Paul Schwan. Review regulatory record here.
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