Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul San marco is a financial advisor who has been in the industry since 2007. John Paul San marco is currently registered with Neuberger Berman BD LLC. Previously, John Paul San marco has been registered with JANNEY MONTGOMERY SCOTT LLC and WACHOVIA CAPITAL MARKETS, LLC. John Paul San marco holds the Series 7, 86, 87, 63, and 65 licenses. John Paul San marco is a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/12/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
12/03/2008 - 01/22/2014
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
01/18/2007 - 11/18/2008
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
IA
Issued 09/19/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/13/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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