Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Roffino is a financial advisor with over 35 years of experience in the industry. John Paul is currently registered with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc., both located in Dallas, Texas. John Paul has held prior positions at UMB Financial Services, Inc., Hilltop Securities Inc., and Eppler, Guerin & Turner, Inc. John Paul has passed the Series 63, Series 7 and SIE examinations and is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/12/2024 - Present
TRB Capital Markets, LLC (DALLAS TX)
TX
04/08/2016 - 09/07/2021
UMB FINANCIAL SERVICES, INC. (Dallas TX)
TX
09/07/1990 - 12/23/2015
HILLTOP SECURITIES INC. (DALLAS TX)
TX
09/19/1986 - 09/21/1990
EPPLER, GUERIN & TURNER, INC. (DALLAS TX)
BC
Issued 07/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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