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John Paul Pascente

Penserra Securities, LLC

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About John Paul Pascente

John Paul Pascente is a financial advisor with Penserra Securities, LLC, located in Chicago, Illinois. John Pascente has been in the financial services industry since 1997. John Paul Pascente holds the Series 7, Series 31, Series 63, Series 65, and Series 24 licenses. John Pascente is registered in California, Illinois, New York, and Texas. John Pascente has previously worked for Cheever & Company, LLC, Blaylock Van, LLC, Cabrera Capital Markets, LLC, Bernardi Securities, Inc., and Dean Witter Reynolds Inc.

Firm Information

John Pascente is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Pascente’s Registration & Firm History

IL

04/20/2017 - Present

Penserra Securities, LLC (CHICAGO IL)

IL

04/17/2017 - 05/18/2017

CHEEVERS & COMPANY, LLC (CHICAGO IL)

IL

09/24/2010 - 04/11/2017

BLAYLOCK VAN, LLC (CHICAGO IL)

IL

03/28/2006 - 10/01/2010

CABRERA CAPITAL MARKETS, LLC (CHICAGO IL)

IL

01/01/1999 - 02/25/2005

BERNARDI SECURITIES, INC. (NORTHFIELD IL)

NY

07/11/1997 - 01/21/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 08/11/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/18/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 07/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Paul Pascente.
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