Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Ockerbloom has been in the industry since 1999 and is currently registered with Barings Securities LLC. John has a wealth of experience in the financial services industry, having worked for several firms over the years, including Jefferies LLC, Morgan Keegan & Company, Inc., Wachovia Capital Markets, LLC, and Banc of America Securities LLC. John's expertise lies in the securities industry, and he holds the Series 7, Series 24, and Series 63 licenses. John is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/02/2019 - Present
Barings Securities LLC (CHARLOTTE NC)
NC
07/29/2010 - 07/26/2019
JEFFERIES LLC (CHARLOTTE NC)
NC
06/08/2009 - 07/02/2010
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
NC
07/20/2006 - 04/24/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
NC
10/15/1998 - 08/01/2006
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 01/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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