Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Nicosia is a securities professional with over 17 years of experience in the financial services industry. John has held various roles at prominent firms, including Electronic Transaction Clearing, Inc., COR Clearing LLC, and ICAP Corporates LLC. Currently, John is registered with Clear Street LLC and holds the Series 7, Series 99, Series 24, and SIE licenses. John's expertise encompasses various areas of the financial services industry, including operations, trading, and investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/07/2019 - Present
Clear Street LLC (NEW YORK NY)
NY
10/04/2017 - 05/22/2019
ELECTRONIC TRANSACTION CLEARING, INC. (New York NY)
NJ
10/22/2012 - 09/18/2017
COR CLEARING LLC (EDISON NJ)
TX
01/05/2009 - 07/12/2010
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
NJ
10/03/2000 - 11/16/2006
ICAP CORPORATES LLC (JERSEY CITY NJ)
BC
Issued 01/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2012
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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