Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Neppel is a financial advisor with over 15 years of experience in the industry. John is currently registered with Great Point Capital LLC and has previously held positions with several other firms. John's expertise includes providing investment advice, managing accounts, and providing financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/12/2011 - Present
Great Point Capital LLC (CHICAGO IL)
IL
01/27/2011 - 10/11/2011
INTERNATIONAL ASSETS ADVISORY, LLC (CHICAGO IL)
IL
08/10/2010 - 06/23/2011
BROKERSXPRESS LLC (CHICAGO IL)
NY
06/04/2009 - 07/15/2010
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
IL
09/17/2007 - 04/28/2009
INTEROCEAN SECURITIES LLC (CHICAGO IL)
IL
04/02/2007 - 09/05/2007
MORGAN STANLEY & CO., INCORPORATED (OAK BROOK IL)
IL
09/09/2005 - 04/02/2007
MORGAN STANLEY DW INC. (OAK BROOK IL)
BOTH
Issued 09/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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