Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Naudo is a financial advisor with over 20 years of experience in the industry. John has a diverse background, having worked with a number of financial institutions including Merrill Lynch, Arvest Wealth Management, and National Securities Corporation. John is currently registered as a representative of NEW Edge Wealth. John works with a variety of clients, including high-net-worth individuals, corporations, and institutions. John holds the Series 7, 63, 65, 53, 52, 4, 3, and SIE licenses. John provides a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AR
11/06/2023 - Present
NEW Edge Wealth (Rogers AR)
AR
06/12/2020 - 10/06/2022
ARVEST WEALTH MANAGEMENT (BENTONVILLE AR)
AR
01/28/2019 - 05/21/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROGERS AR)
TX
07/31/2017 - 02/27/2018
NATIONAL SECURITIES CORPORATION (DALLAS TX)
TX
04/10/2017 - 08/02/2017
WFG INVESTMENTS, INC. (DALLAS TX)
TX
10/28/2009 - 06/30/2016
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
NY
09/26/1997 - 03/30/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/30/1997 - 09/15/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/02/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2015
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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