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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Muhlbauer is a registered representative with Wells Fargo Clearing Services, LLC in San Francisco, California. John Paul Muhlbauer has been in the industry since 2013. John Paul Muhlbauer has been registered with Wells Fargo Clearing Services, LLC since 2024. Before joining Wells Fargo Clearing Services, LLC, John Paul Muhlbauer was registered with First Republic Securities Company, LLC, Wells Fargo Investments, LLC, WM Financial Services, Inc., and Morgan Stanley DW Inc. John Paul Muhlbauer has passed the Series 7, Series 31, Series 7TO, and Series 66 exams. John Paul Muhlbauer specializes in investment advisory services, pension consulting, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/19/2024 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
09/08/2020 - 06/16/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Palo Alto CA)
CA
03/01/2005 - 06/04/2008
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/12/2002 - 03/03/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
05/15/2001 - 07/08/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/14/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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