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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John paul? Claim Your ProfileJohn paul Morales is a financial advisor with Morgan Stanley. John paul has been in the financial industry for over 25 years. John paul is registered with both FINRA and the SEC. John paul is currently registered in Connecticut, Texas and 51 other states. John paul provides a variety of financial services, including financial planning, investment advice and asset allocation advice. John paul also has experience with pension consulting, educational seminars, and portfolio management for individuals, businesses and investment companies. John paul's previous experience includes working with Wells Fargo Clearing Services and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
10/17/2022 - Present
Morgan Stanley (MYSTIC CT)
CT
08/20/2010 - 10/18/2022
WELLS FARGO CLEARING SERVICES, LLC (MYSTIC CT)
CT
06/01/2009 - 09/08/2010
MORGAN STANLEY SMITH BARNEY (MYSTIC CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MYSTIC CT)
CT
07/11/1997 - 04/02/2007
MORGAN STANLEY DW INC. (MYSTIC CT)
IA
Issued 07/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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