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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John paul? Claim Your ProfileJohn Paul Mollica is an investment advisor representative, registered with LPL Financial LLC, and has been in the financial services industry since January 2, 2007. John Paul has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, IFMG Securities, Inc., and Citigroup Global Markets Inc. John Paul Mollica provides financial planning, portfolio management for individuals and businesses, and educational seminars. John Paul is also registered with the following states: Connecticut, District of Columbia, Florida, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, South Carolina, Tennessee, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (POUGHKEEPSIE NY)
NY
10/11/2012 - 09/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (POUGHKEEPSIE NY)
NY
05/27/2008 - 10/16/2012
LPL FINANCIAL LLC (BROOKLYN NY)
NY
04/15/2008 - 05/27/2008
IFMG SECURITIES, INC. (BROOKLYN NY)
NY
05/29/2007 - 04/17/2008
CITIGROUP GLOBAL MARKETS INC. (STATEN ISLAND NY)
NY
01/02/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (STATEN ISLAND NY)
IA
Issued 03/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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