Unclaimed
John Paul Mirante is a financial advisor in Rosemont, IL, and has been in the industry for over 16 years. John is currently registered with Northwestern Mutual Investment Services, LLC, and has experience in the brokerage and investment advisory industry. John holds Series 3, 7 and 66 licenses and the SIE exam. John has previously been registered with several other firms including FORESIDE FINANCIAL SERVICES, LLC, BMO INVESTMENT DISTRIBUTORS, LLC, NORTHERN TRUST SECURITIES, INC., CREDIT SUISSE FIRST BOSTON LLC and HOLT BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
01/05/2024 - Present
Northwestern Mutual Investment Services, LLC (Rosemont IL)
IL
01/02/2020 - 12/31/2021
FORESIDE FINANCIAL SERVICES, LLC (Chicago IL)
IL
03/11/2015 - 12/31/2019
BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)
IL
11/07/2007 - 01/03/2014
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
02/05/2002 - 01/03/2006
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
IL
01/14/2002 - 02/07/2002
HOLT BROKERAGE SERVICES LLC (CHICAGO IL)
BOTH
Issued 03/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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