Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul McAuliffe is a financial professional with over 40 years of experience in the industry. John Paul McAuliffe is currently registered with Westpark Capital, Inc. John Paul McAuliffe has previously held positions with Paulson Investment Company LLC, Newbridge Securities Corporation, ViewTrade Securities, Inc., Financial West Group, Jesup & Lamont Securities Corp, Capitol Securities Management, Inc., The Concord Equity Group, LLC, Kirlin Securities Inc., Schneider Securities, Inc., H.J. Meyers & Co., Inc., Michael C. Talley & Co., Inc., Kobrin Securities, Inc., and First Jersey Securities, Inc.. John Paul McAuliffe specializes in financial planning and selection of other advisors. John Paul McAuliffe is a registered representative of Westpark Capital, Inc. and is licensed to offer investment advisory services in California, Connecticut, Florida, Georgia, Louisiana, New Jersey, New York, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/11/2023 - Present
Westpark Capital, Inc. (LOS ANGELES CA)
FL
10/19/2020 - 09/11/2023
PAULSON INVESTMENT COMPANY LLC (St. Petersburg FL)
FL
02/07/2019 - 09/29/2020
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
CA
02/16/2018 - 02/08/2019
WESTPARK CAPITAL, INC. (LOS ANGELES CA)
FL
11/07/2017 - 01/17/2018
VIEWTRADE SECURITIES, INC. (BOCA RATON FL)
FL
05/11/2012 - 11/08/2017
NEWBRIDGE SECURITIES CORPORATION (PONTE VEDRA BEACH FL)
NV
10/04/2010 - 01/03/2012
FINANCIAL WEST GROUP (RENO NV)
FL
02/23/2009 - 07/28/2010
NEWBRIDGE SECURITIES CORPORATION (PONTE VEDRA BEACH FL)
FL
09/08/2008 - 02/18/2009
JESUP & LAMONT SECURITIES CORP (BOCA RATON FL)
FL
03/07/2007 - 09/05/2008
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
VA
11/24/2006 - 03/07/2007
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
NJ
07/11/2005 - 11/29/2006
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NY
08/06/2001 - 10/24/2003
KIRLIN SECURITIES INC. (SYOSSET NY)
CO
10/22/1998 - 07/09/2001
SCHNEIDER SECURITIES, INC. (DENVER CO)
NY
11/18/1985 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NA
10/02/1984 - 12/05/1985
MICHAEL C. TALLEY & CO., INC.
NA
07/20/1983 - 09/24/1984
KOBRIN SECURITIES, INC.
NA
03/23/1981 - 06/08/1983
FIRST JERSEY SECURITIES, INC.
BC
Issued 01/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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