Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Mauro is a financial professional with over 11 years of experience in the financial industry. John Paul is currently registered with Alps Distributors, Inc. and Finpro Capital Advisors, Inc. John Paul holds the Series 63, Series 24, Series 27, SIE, and Series 79 licenses. John Paul is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
02/21/2024 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
BC
Issued 01/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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