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John Paul Marmora

Smbc Nikko Securities America, Inc.

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About John Paul Marmora

John Paul Marmora is registered with Smbc Nikko Securities America, Inc. and is located in New York, NY. John Paul Marmora has passed the Investment Banking Registered Representative Examination and the Securities Industry Essentials Examination.

Firm Information

John Marmora is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Marmora’s Registration & Firm History

NY

07/08/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/06/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Paul Marmora.
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