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John Paul Levesque

Regions Securities LLC

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About John Paul Levesque

John Paul Levesque is a financial advisor with Regions Securities LLC in Charlotte, NC. John has over 20 years of experience in the financial services industry. John holds the Series 7, 63, 79, 99, and SIE licenses and is registered in North Carolina and Pennsylvania. John is also a registered representative with FINRA. Previously, John was a financial advisor with WELLS FARGO SECURITIES, LLC in Charlotte, NC, and with WACHOVIA SECURITIES, LLC in St. Louis, MO.

Firm Information

John Levesque is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Levesque’s Registration & Firm History

NC

03/06/2020 - Present

Regions Securities LLC (Charlotte NC)

NC

07/01/2003 - 12/11/2018

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

11/03/2000 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Paul Levesque.
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