Unclaimed
John Paul Levesque is a financial advisor with Regions Securities LLC in Charlotte, NC. John has over 20 years of experience in the financial services industry. John holds the Series 7, 63, 79, 99, and SIE licenses and is registered in North Carolina and Pennsylvania. John is also a registered representative with FINRA. Previously, John was a financial advisor with WELLS FARGO SECURITIES, LLC in Charlotte, NC, and with WACHOVIA SECURITIES, LLC in St. Louis, MO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/06/2020 - Present
Regions Securities LLC (Charlotte NC)
NC
07/01/2003 - 12/11/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
11/03/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 12/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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