Unclaimed
John Paul Kieffer is a financial advisor associated with Wells Fargo Securities, LLC. John has over 10 years of experience in the financial services industry. John is licensed to offer securities in 53 states. John has passed the Series 63, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
11/07/2012 - Present
Wells Fargo Securities, LLC (MINNEAPOLIS MN)
BC
Issued 12/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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