Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John-paul? Claim Your ProfileJohn-paul Kauinana is a financial advisor with LPL Financial LLC and has been in the industry since 2000. John-paul has extensive experience with Waddell & Reed and Edward Jones before joining LPL Financial LLC in 2021. John-paul is registered to provide investment advice in Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Louisiana, Massachusetts, Michigan, Nevada, Oklahoma, Oregon, South Carolina, South Dakota, Texas, Utah, Virginia, and Washington. John-paul is also licensed to sell securities in these states and is a Series 7, Series 6, and Series 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/21/2021 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
12/17/2009 - 07/21/2021
WADDELL & REED (SACRAMENTO CA)
CA
07/10/2003 - 12/03/2008
EDWARD JONES (AUBURN CA)
GA
10/05/2000 - 06/23/2003
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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