Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Joliet is a financial professional with over 20 years of experience in the industry. John Paul is currently registered with American Discovery Advisors, LLC, and is licensed in California and Nevada. John Paul has held previous roles at Moelis & Company LLC, UBS Securities LLC, Credit Suisse First Boston Corporation, and Donaldson, Lufkin & Jenrette Securities Corporation. John Paul holds Series 7, 24, 63, and 14 licenses and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/26/2018 - Present
American Discovery Advisors, LLC (Los Angeles CA)
CA
05/13/2010 - 05/12/2016
MOELIS & COMPANY LLC (LOS ANGELES CA)
CA
07/11/2001 - 05/06/2010
UBS SECURITIES LLC (LOS ANGELES CA)
NY
12/18/2000 - 03/22/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
08/28/1997 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 11/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Joliet is the right advisor for you? Invested Better is here to help.
