Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Giordano is a financial professional with over 25 years of experience in the securities industry. John is currently registered with Seaport Global Securities LLC and holds a Series 7, Series 24, and Series 63 license. John has a proven track record of providing financial advice to clients in a variety of industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/02/2024 - Present
Seaport Global Securities LLC (GREENWICH CT)
CT
10/16/2017 - 10/02/2023
CANTOR FITZGERALD & CO. (DARIEN CT)
NY
08/25/2008 - 05/12/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/04/1999 - 06/21/2007
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
11/03/1999 - 11/04/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/16/1993 - 12/16/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/16/1993 - 09/28/1998
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
06/01/1992 - 09/03/1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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