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John Paul Gerbino

Barclays Capital Inc.

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About John Paul Gerbino

John Paul Gerbino is a financial advisor with over 24 years of experience in the industry. John is currently registered with Barclays Capital Inc. John is a Series 7, Series 52, Series 53 and Series 63 licensed professional. John was previously registered with Lehman Brothers Inc., Bear, Stearns & Co. Inc., UBS PaineWebber Inc., First Union Securities, Inc., and First Union Capital Markets Corp. John Paul Gerbino is registered in 53 states.

Firm Information

John Gerbino is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Gerbino’s Registration & Firm History

NY

09/22/2008 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

08/27/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

02/02/2004 - 08/14/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

08/28/2000 - 08/09/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

MO

10/01/1999 - 08/07/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

01/02/1996 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NJ

12/13/1995 - 01/02/1996

FIRST FIDELITY BROKERS, INC. (NEWARK NJ)

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Licenses & Designations

BC

Issued 11/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2004

Series 7 - General Securities Representative Examination

BC

Issued 01/30/2004

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Paul Gerbino.
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