Unclaimed
John Paul Flaherty has been in the financial services industry since 1994. John Paul Flaherty is currently registered with PFS Investments Inc. as an investment advisor representative. John Paul Flaherty is also a registered representative of PFS Investments Inc. in Massachusetts and Rhode Island. John Paul Flaherty has a Series 6 license and a Series 63 license. John Paul Flaherty specializes in providing investment advice to individuals and has been with PFS Investments Inc. since 10/25/1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
10/25/1994 - Present
PFS Investments Inc. (WEST ROXBURY MA)
BC
Issued 09/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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