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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Fitzpatrick is a financial advisor with over 38 years of experience in the financial services industry. John has been with Morgan Stanley for over 11 years and has been a registered representative of FINRA and a registered investment advisor since 1991. John is experienced in asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors. John also provides portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/22/2010 - Present
Morgan Stanley (Port Jefferson NY)
NY
02/07/1997 - 09/30/2010
UBS FINANCIAL SERVICES INC. (PORT JEFFERSON NY)
NY
07/29/1991 - 02/14/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/26/1984 - 07/30/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 11/21/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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