Unclaimed
John-Paul Everett Moraca is a financial professional with experience in the financial services industry. John-Paul is currently registered with Northwestern Mutual Investment Services, LLC in Fairfax, VA. John-Paul has passed the Series 6, 7, 63 and 65 exams. John-Paul's previous employers include Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
03/02/2015 - Present
Northwestern Mutual Investment Services, LLC (FAIRFAX VA)
VA
03/14/2014 - 09/29/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MC LEAN VA)
IA
Issued 2/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/9/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/1/2015
Series 7 - General Securities Representative Examination
BC
Issued 3/14/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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