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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Dunleavy is a registered investment advisor representative with LPL Enterprise, LLC. John has been in the financial services industry for over 20 years. John has held previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Royal Alliance Associates, Inc., Signator Investors, Inc., International Assets Advisory, LLC, Prudential Equity Group, LLC, and Lakota Capital Advisors. John is licensed to offer investment advice and securities products in New Jersey. John's professional designations include Series 63, Series 66, Series 7, and SIE. John has been registered with LPL Enterprise, LLC since November 2024 and has been registered with the state of New Jersey since September 2023. LPL Enterprise, LLC is a financial services firm that offers a variety of products and services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/14/2024 - Present
LPL Enterprise, LLC (EAST BRUNSWICK NJ)
NJ
10/26/2020 - 09/05/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NJ
11/02/2018 - 09/02/2020
ROYAL ALLIANCE ASSOCIATES, INC. (LIVINGSTON NJ)
NJ
09/27/2018 - 11/02/2018
SIGNATOR INVESTORS, INC. (LIVINGSTON NJ)
NJ
08/17/2016 - 09/30/2016
INTERNATIONAL ASSETS ADVISORY, LLC (MORRISTOWN NJ)
NY
12/12/2001 - 03/24/2004
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
01/02/2000 - 10/15/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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