linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

John Paul Dolce

Imperial Capital, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Paul Dolce

John Paul Dolce is a financial advisor with Imperial Capital, LLC, a firm registered with FINRA. John is licensed in California, Connecticut and Massachusetts. John has been in the industry since June 2007 and previously held positions with Dinosaur Financial Group, L.L.C, De Paola Trading, Inc., LEK Securities Corporation, Miller Tabak + Co., LLC, Auriga USA, LLC, Capstone Investments, Wedbush Morgan Securities Inc., Monness Crespi Hardt & Co., Inc., Gunnallen Financial, Inc, RBC Capital Markets Corporation and Chapdelaine Corporate Securities & Co. John holds the Series 7 and Series 63 licenses as well as the Securities Industry Essentials Exam (SIE).

Firm Information

John Dolce is currently registered with Imperial Capital, LLC. Imperial Capital, LLC is a Limited Liability Company formed in July 1997. The firm is registered in all 50 states and the District of Columbia. They have been approved for SEC registration and have two Regulatory Event disclosures and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Dolce’s Registration & Firm History

MA

09/03/2024 - Present

Imperial Capital, LLC (Wakefield MA)

NY

04/03/2023 - 08/15/2024

DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)

NY

06/28/2022 - 03/09/2023

DE PAOLA TRADING, INC. (NEW YORK NY)

NY

12/24/2015 - 07/27/2022

LEK SECURITIES CORPORATION (NEW CITY NY)

MA

05/24/2012 - 08/26/2013

MILLER TABAK + CO., LLC (BOSTON MA)

MA

09/09/2011 - 05/22/2012

AURIGA USA, LLC (BOSTON MA)

MA

07/20/2009 - 09/20/2011

CAPSTONE INVESTMENTS (BOSTON MA)

NY

05/13/2008 - 07/30/2009

WEDBUSH MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/22/2007 - 02/07/2008

MONNESS CRESPI HARDT & CO., INC. (NEW YORK NY)

NY

06/07/2006 - 03/02/2007

GUNNALLEN FINANCIAL, INC (NEW YORK NY)

NY

04/24/2006 - 06/09/2006

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

09/30/2004 - 04/21/2006

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

Not sure if John Paul Dolce is right for you?

Licenses & Designations

BC

Issued 02/11/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Paul Dolce.
Not sure if John Paul Dolce is right for you?