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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Clifford is a financial advisor with Raymond James & Associates, Inc., a leading provider of financial services. John Paul Clifford is registered with the Financial Industry Regulatory Authority (FINRA) and has over 20 years of experience in the financial services industry. John Paul Clifford specializes in providing comprehensive financial planning, investment management, and retirement planning services to individuals, families, and businesses. John Paul Clifford has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/04/2018 - Present
Raymond James & Associates, Inc. (San Francisco CA)
CA
12/20/2017 - 05/08/2018
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
09/06/2016 - 03/06/2017
RAYMOND JAMES & ASSOCIATES, INC. (San Francisco CA)
CA
12/10/2002 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
NY
05/03/2001 - 06/20/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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