Unclaimed
John-paul Cirigliano is a registered representative at Stifel, Nicolaus & Company, Inc. in NEW YORK, NY. John-paul has been in the industry since December 2008 and has experience working at several other firms, including BARCLAYS CAPITAL INC. and Lehman Brothers Inc. John-paul is licensed to provide financial advice and investment services in all states of the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
06/10/2015 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/03/2011 - 11/21/2011
MAXIM GROUP LLC (NEW YORK NY)
NY
09/22/2008 - 09/13/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/05/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/13/2003 - 07/06/2004
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
BOTH
Issued 07/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2008
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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