Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Paul Brennan III is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John Paul Brennan has been in the industry since December 12, 2003 and is registered in both the state of New Hampshire and Texas. John Paul Brennan holds the following licenses and certifications: Series 63, Series 66, Series 7 and the SIE. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. John Paul Brennan has worked for several financial institutions such as CHARLES SCHWAB & CO., INC., FIDELITY BROKERAGE SERVICES LLC and ADP BROKER-DEALER, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
07/22/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANCHESTER NH)
NH
07/20/2016 - 08/05/2020
CHARLES SCHWAB & CO., INC. (Manchester NH)
NH
09/30/2005 - 07/07/2016
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NJ
03/01/2004 - 08/23/2005
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
01/14/2002 - 05/16/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 06/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Brennan is the right advisor for you? Invested Better is here to help.
