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John Paul Benns

Pruco Securities, LLC

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About John Paul Benns

John Paul Benns is a financial advisor who is registered with Pruco Securities, LLC. John Paul has been in the industry since 2009 and has a wide range of experience. John Paul holds several licenses and registrations, including Series 6, 7, 26, and 63. John Paul is also registered as an Investment Advisor Representative (IAR) in the state of New York. John Paul is a financial advisor with a strong commitment to helping clients achieve their financial goals. John Paul has a special interest in helping clients with investment planning, retirement planning, and estate planning.

Firm Information

John Benns is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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John Benns’s Registration & Firm History

NY

05/31/2021 - Present

Pruco Securities, LLC (Syracuse NY)

NY

04/15/2015 - 03/22/2021

AMERIPRISE FINANCIAL SERVICES, LLC (WILLIAMSVILLE NY)

NY

07/31/2009 - 04/29/2015

METLIFE SECURITIES INC. (WILLIAMSVILLE NY)

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Licenses & Designations

BC

Issued 08/20/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2010

Series 7 - General Securities Representative Examination

BC

Issued 07/30/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Paul Benns. Review regulatory record here.
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